Securities Law Cases

These are some of the firms we are currently investigating:-

  • AIG
  • AG Edwards
  • American Express / Ameriprise
  • Ameriprise Financial Services
  • Angelo Gordon Cedarwood
  • Associated Securities
  • Banc of America Investment Services
  • Banc of America Securities
  • Blackrock Pinnacle Funding II, LTD.
  • Brookstone Securities
  • Centaurus
  • Charles Schwab
  • Chase Investment Services
  • Citigroup Global Markets
  • Cooper McManus
  • Edward Jones
  • Financial West Group
  • First Midwest Securities
  • Foothill Securities
  • Janey Montgomery Scott
  • JB Hanauer
  • JP Morgan / Chase
  • JP Turner
  • John H. Towers
  • LCM VII, LTD
  • LPL Financial
  • Lyon Capital Management
  • Merrill Lynch
  • Morgan Stanley
  • National Securities
  • Newbridge Securities
  • Pacific West Securities
  • Raymond James
  • Securities America
  • Signature Group
  • Smith Barney
  • Southwest Securities
  • Stifel Nicholaus
  • Summit Brokerage Services
  • Syndicated Capital
  • UBS Financial Services
  • VSR Financial Services
  • Wachovia Securities
  • Washington Mutual Financial
  • Wedbush Morgan Securities
  • Wells Fargo Advisors
  • Wells Fargo Investments
  • Woodbury Financial Services
  • Yosemite Capital Management

If you would like us to provide information on your broker, please complete our Broker Information Inquiry Form >

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Please answer the questions below to the best of your ability, so that we get a clear picture of your situation, evaluate your case and make an accurate determination of your case potential. Once we have reviewed your information, a member of Loss Recovery Center will contact you. Please note that typically we only accept cases with losses over $50,000

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Please provide a brief description of the facts regarding your account(s), including what you think the broker did wrong. For example, did the broker put you into risky investments, did the broker trade too much, did the broker misrepresent the investment(s), did the broker purchase or sell securities without your authority etc:

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