Here are five basic questions to ask yourself to determine if you may have a securities fraud case:
- Did the transaction(s) complained of occur within the past six years?
- Do you have most of the account documents necessary to support the allegations?
- Did you recommend the purchases and sales of the investment/s in your account, or did your stockbroker?
- Do you have previous investment experience?
- Did you invest with a legitimate brokerage firm?